SERIES 65

Series 65 is also referred to as the Uniform Investment Adviser Law Examination. It is is an examination under the Financial Industry Regulatory Authority (FINRA) to become a licensed investment advisor mandated in most US states. Series 65 was made to challenge the knowledge of test takers regarding laws, regulations, fiduciary responsibilities, retirement planning, portfolio management strategist, ethics, etc. The exam is composed of 130 to be accomplished within 3 hours.