SEC FORM 10-K405

SEC Form 10-K405 is a form used before the year 2003 under the Securities and Exchange Commission. The purpose of Form 10-K405 was to signify the failure of a company officer or director to file a Form 3 or Form 4 or Form 5 on time. This means that the company was not able to disclose the insider trading activities within the mandated time frame.