SERIES 39
Series 39 is an examination under the Financial Industry Regulatory Authority (FINRA) to become principals at brokers or dealers that market in direct participation programs (DPPs) set up usually as limited partnerships (LPs). Series 39 was made to challenge the knowledge of test takers regarding the structure of DPPs, the ways to manage registered representatives of a broker or dealer, and the FINRA and SEC’s fiduciary requirements. The exam is composed of 95 questions with a passing grade of 70%.
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Investments made by an entity based in one country, into an entity based in another country.
Robert W. Fogel
An American economic historian and scientist who won the 1993 Nobel Prize in Economics, along with Douglass North, for his methods of explaining ec ...
Breadth Thrust Indicator
Technical indicator which determines the market momentum by computing the number of advancing issues on an exchange and dividing it by the aggregat ...
Cost of Funds
Interest rate a financial institution pays for using the funds in their business. The difference between the cost of funds and the interest rate im ...
Bearer Share
An equity security that is completely possessed by anyone who holds the tangible stock certificate. The issuing firm neither records the person who ...
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Time | Country | Indices | Period |
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09:00 | CPI | Apr | |
11:00 | 10-y Bond Auction | Apr | |
11:00 | Consumer Confidence | ||
14:00 | CPI | Apr | |
14:00 | Harmonized CPI | Apr | |
01:01 | BRC Shop Price Index | Apr | |
01:30 | Unemployment Rate | Mar | |
01:50 | Retail Sales | Mar | |
01:50 | Industrial Production | Apr |