SEC FORM R31
SEC Form R31 is also referred to as the Form for Reporting Covered Sales and Covered Round Turn Transactions Under Section 31 of the Securities Exchange Act of 1934. This means that SEC Form R31 is a filing submitted by the national securities exchanges and national securities associations to report all sales and round turn transactions under the Securities and Exchange Commission. SEC Form R31’s purpose is for the determination of fees due to the SEC in the sale of regulated securities and futures. SEC Form R31 must be submitted within 10 days every end of the month and all due fees must paid at the very least, twice a year.
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Robert C. Merton
American economist who won the 1997 Nobel Memorial prize in Economic Sciences, along with Myron Scholes, for developing the Black-Sholes model, whi ...
Buy Stops Above
Recommendation to purchase a given security once a security’s price surpasses a particular resistance level by putting a buy stop order at th ...
Admitted Company
An insurance company admitted and allowed by an another state to transact insurance business despite having a domiciled status on an another state. ...
Black Box Model
Computer program, process, or system processing the information entered by the user using pre-programmed logic in order to produce the user’s ...
Form 3903
A form issued by the IRS and used by taxpayers to deduct moving expenses related to taking a new job.
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