COMPLIANCE OFFICER
Employee responsible for ensuring the firm complies with internal policies and outside regulatory requirements. This officer evaluates and set standards for outside communications by either mandating disclaimers in email or examine facilities to make sure these are accessible and safe. He can also create or update internal policies to ease the risk of a firm violating laws and regulations, and also spearhead internal audits of procedures.
POPULAR TERMS
Fourth Market
The trading of exchange-listed securities between institutions on a private over-the-counter computer network, rather than over a famous exchange s ...
Audit Department
A unit inside a company which is responsible for monitoring the procedures and accuracy of accounting functions and recording keeping within the co ...
Declaration Date
The date on which the next dividend payment is announced by the directors of a company. This statement includes the dividend's size, ex-dividen ...
Average Effective Maturity
It is a more accurate way to get the feel of the exposure of a single bond. In this case, a simple average can be a very misleading measure because ...
Hard Stop
A price level that if reached will trigger an order to sell an underlying security. Hard stops are set at a constant price and are inherently good ...
POPULAR ARTICLE
SEE FOREX TUTORIAL
Digesting Financial Statements: Cash Flow
Companies generate money from borrowers and/or borrow money from creditors. Next, firms purchase assets and/or finance projects and programs. Then, ...
Student Loans: Loan Repayment
Students, soon after your graduation, you need to enter the repayment phase. In other words, you have to start paying off your student loans. This ...
Starting Your Own Small Business: Financing a Business
After choosing the business you want to go into, regardless of the line of business, you need a startup capital in order to keep the business going ...
Retirement Planning: Allocating and Diversifying
The assets you select to invest in will depend on numerous factors, including your risk appetite and investment timeframe. The two primary factors ...
Retirement Planning: Last-Minute Preparation
The road to comfortable and enjoyable retirement is not an easy road. You will experience some challenges along the way as you save up for your gol ...
ECONOMIC CALENDAR
| Time | Country | Indices | Period |
|---|---|---|---|
| 16:00 | Leading Index | Mar | |
| 00:45 | Trade Balance | Mar | |
| 07:00 | BOJ Core CPI | Mar | |
| 14:30 | Industrial Product Price Index | Mar | |
| 14:30 | Raw Materials Price Index | Mar | |
| 15:30 | FOMC Member Patrick T. Harker Speaks | ||
| 16:00 | Consumer Confidence | Apr | |
| 16:00 | Richmond Fed Manufacturing Index | Apr | |
| 19:40 | FOMC Member Neel Kashkari Speaks |
